Disclaimers & Legal Information

Legal Documents

Investor Compensation Fund

Argus Stockbrokers, is a member of the Investor Compensation Fund (ICF). The ICF has been established pursuant to Article 59(1) and (2) of Law 144(I)/2007 which provides for the provision of investment services, the exercise of investment activities, the operation of regulated markets and other related matters. The powers and functions of the ICF are regulated by the provisions of Directive DI144-2007-15 of the Cyprus Securities and Exchange Commission (CySEC) for the continuance of the operation and operation of the CIF Investor Compensation Fund.

The purpose of ICF is to secure the claims of covered clients against the ICF members through the payment of compensation if the necessary preconditions are fulfilled.

Investor Compensation Fund

Pillar III Disclosures

Argus Stockbrokers, in its capacity as a Cypriot Investment Firm (CIF) is required to disclose to its clients, inter alia, information on the Company’s own funds, capital requirements, exposure to counterparty credit risk, exposure to market and operational risks. Therefore, is required to disclose the risk management objectives and policies for each identified category of risk, including the strategies and processes adopted for managing those risks, the scope and nature of risk reporting and measurement systems and a declaration that the risk management systems put in place are adequate with regard to the company’s profile and strategy.

Pillar 3 Disclosures FY 2020

RTS28

Argus Stockbrokers, in its capacity as an Investment Firm under the provisions of the Markets in Financial Instruments Directive 2014/65/EC (herein “MiFID II”) is required to publish on an annual basis, for each class of financial instruments, information on the top five execution venues in terms of trading volume where it has executed client orders (in accordance with RTS 28).

RTS28-2020

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CSV

RTS28 Execution Professional

RTS28 - Execution Professional/Retail RTS28 - Execution Professional

RTS28 Execution Retail

RTS28 - Execution Retail

RTS28 Reception & Transmission Professional

RTS 28 - Reception & transmission Professional/Retail RTS28 - Reception & transmission Professional

RTS28 Reception & Transmission Retail

RTS28 - Reception & transmission Retail

ORDER EXECUTION – SUMMARY OF ANALYSIS AND CONCLUSIONS FOR TOP 5 VENUES 2020

 

Sustainable Finance Disclosure Regulation

Sustainable Finance Disclosure Regulation