ARGUS Investment Services | ||||||||
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CIF | Reception & Transmission of orders in relation to one or more financial instruments | Execution of orders on behalf of clients | Dealing on own account | Portfolio management | Investment advice | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis | Placing of financial instruments without a firm commitment basis | Operation of Multilateral Trading Facilities |
ARGUS | 1,2,3,4,5,8,9,10 | 1,2,3,4,9 | 1,2,3,4,5,8,9,10 | 1,2,3,4,5, 8,9,10 |
ARGUS Ancillary Services | |||||||
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CIF | Safekeeping and administration of financial instruments, including custodianship and related services | Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings | Foreign exchange services where these are connected to the provision of investment services | Investment research and financial analysis or other forms | Services related to underwriting | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
ARGUS | 1,2,3,4,5,8,9,10 | 1,2,3 |
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Explanations of Financial Instruments: | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 |